Compliance Investigator III Job at State of Oklahoma, Oklahoma City, OK

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  • State of Oklahoma
  • Oklahoma City, OK

Job Description

Compliance Investigator III

The Ethics Commission establishes rules for the ethical conduct of campaigns, state officers, and employees. It investigates and may prosecute alleged violations of the Ethics Rules and other laws assigned by law. The Commission maintains the reporting system and reports for state political committees, others engaged in political activity, Lobbyists, State Agency Liaisons, and Personal Financial Disclosure for Elected Officials.

Job Duties

Perform advanced level reviews and/or audits of the registrations and financial reports to determine compliance with the law and policies of the Commission

Identify areas of potential noncompliance, document those areas, recommend corrective actions to bring entities into compliance, notify filers and monitor accounts for corrections and improvements

Identify issues that need to be escalated for further investigation.

Work with management to identify issues which may be violations of Ethics Rules which require further investigation and/or legal action

Compile reports, records, and other pertinent material to complete case files.

Perform interviews of parties related to cases, including written or recorded statements to establish facts

Prepare summarized statements of interviews

Recommend improvements in policy, changes in reporting processes to improve compliance with the Rules

Assist filers with the online reporting system through one on one or group trainings/education

Reconcile financial reports with bank statements and other documentation

Perform user acceptance training on reporting system

May serve as Team Leader

Compliance Investigator may perform other tasks as assigned.

Compliance Investigator Qualifications

A Compliance Investigator needs a distinct set of skills to successfully perform this role.

Ability and willingness to learn, understand, and apply reporting requirements

Superior listening and communication abilities

Strong sense of responsibility to the Commission and its mission

Excellent time management

Be detail oriented

Possess strong problem-solving skills

Superior record keeping and organizational abilities

Strong multi-tasking and project prioritization abilities

Ability to prepare comprehensive reports, perform multiple investigations, and meet all deadlines.

Compliance Investigator III Education

Bachelor's degree in business, political science, accounting, or related field

(Preferred) 6 or more years with State or Government service and/or accounting/auditing service

The State of Oklahoma is an equal opportunity employer and does not discriminate on the basis of genetic information, race, religion, color, sex, age, national origin, or disability.

State of Oklahoma

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